In an era of financial industry scandals, establishing and proving trustworthiness in investment advice, recordkeeping functions, asset management, and custodial services is more important than ever. Institutional investors’ are on a regulatory enforcement and litigation hot seat. Proving to clients and beneficiaries that they can trust your conduct is critical to their success and yours.

Roland|Criss delivers certification programs that build trust.

As the global leader in certification assessments, Roland|Criss is helping investment advisors, recordkeepers, investment stewards, investment managers, and trust companies prove that they conform to the highest standard of fiduciary and fiduciary support excellence. Substantiated by federal and state laws, industry best practices, and legal precedents, the certification process uses the ISO 19011 audit methodology.

Please review the list of certifications below and click on the one that most accurately describes your role.

•	ASPPA – Recordkeeper
•	CEFEX – Investment Advisor
•	CEFEX – Fiduciary Adviser (PPA)
•	CEFEX – Investment Steward (Retirement Plan Sponsor & Trust Entities)
•	CEFEX – Investment Manager

Please contact us for more information on how we can help you or go to Certification Overview to learn more about the benefits of certification.