In an era of financial industry scandals, trust in firms that provide investment advice, manage mutual funds, and perform recordkeeping functions, is more important than ever. Pension plan sponsors and charitable foundations are on a regulatory enforcement and litigation hot seat unlike any before. Being confident that you have chosen vendors that you can trust is critical to your personal safety and the success of the investment program that you manage.

Roland|Criss offers rating and certification programs that build trust between service providers and their clients.

As the global leader in certification assessments, Roland|Criss is helping investment advisors, recordkeepers, investment stewards, investment managers, and trust companies prove that they conform to the highest standard of fiduciary and fiduciary support excellence. Substantiated by federal and state laws, industry best practices, and legal precedents, the certification process uses the ISO 19011 audit methodology.

Please review the list of certifications below and click on the one that most accurately describes your role.

• CEFEX - Investment Advisor • CEFEX - Fiduciary Adviser (PPA) • CEFEX - Investment Steward • CEFEX - Investment Manager	• ASPPA - Recordkeeper

Please contact us for more information on how we can help you learn more about the benefits of certification.